Compliance Management Diploma

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313 STUDENTS

This endorsed Compliance Management Diploma is designed to provide those who work in the field of governance, compliance and risk with the core skills and specialist knowledge to manage risk and implement an effective compliance framework in the workplace. This instructor-led course is endorsed by ABC Awards – a regulated organisation that ensures professional, reputable certification for further education.

In this course, you will broaden your understanding of the role of the compliance professional and the compliance department, gaining the fundamental skills to manage compliance risks within an organisation. You will be trained in all key areas, including the risk management process, risk assessment framework and ethics in compliance.

This course is ideal for compliance professionals who are looking to take steps towards a management role and require professional online training to develop their understanding of effective risk management strategies for quality compliance.

Learning Objectives

  • Demonstrate an understanding of the basic elements of effective compliance
  • Understand how compliance management systems work and how to implement one
  • Explore the relationship between compliance and ethics in compliance management
  • Identify the types of compliance risk and learn how to control risk compliance
  • Gain a comprehensive understanding of the risk management process
  • Familiarise with the compliance risk assessment framework
  • Learn how to create an effective compliance risk management plan
  • Fast track your career with a formal qualification in Compliance & Risk Management
  • Get step-by-step guidance on how to conduct a compliance audit
  • Take steps to become a qualified risk and compliance manager 

Who is This course for?

This endorsed Compliance and Risk Management training course is ideal for those who work in the field of governance, risk and compliance, and are looking to take their skills to the next level to work their way up to a management role. Our online courses are specially designed for distance learning, offering flexible virtual classroom modules that you can study at your own convenience. There are no specific entry requirements for this course.

Entry Requirement:

  • This course is available to all learners, of all academic backgrounds.
  • Learners should be aged 16 or over to undertake the qualification.
  • Good understanding of English language, numeracy and ICT are required to attend this course.

Accreditation

At the end of this course successful learners will receive a Certificate of Achievement from ABC Awards and Certa Awards and a Learner Unit Summary (which lists the components the learner has completed as part of the course).

The course has been endorsed under the ABC Awards and Certa Awards Quality Licence Scheme.  This means that Course Gate has undergone an external quality check to ensure that the organisation and the courses it offers, meet defined quality criteria. The completion of this course alone does not lead to a regulated qualification* but may be used as evidence of knowledge and skills gained. The Learner Unit Summary may be used as evidence towards Recognition of Prior Learning if you wish to progress your studies in this subject. To this end the learning outcomes of the course have been benchmarked at Level 3 against level descriptors published by Ofqual, to indicate the depth of study and level of demand/complexity involved in successful completion by the learner.

The course itself has been designed by Course Gate to meet specific learners’ and/or employers’ requirements which cannot be satisfied through current regulated qualifications.   ABC Awards/Certa endorsement involves robust and rigorous quality audits by external auditors to ensure quality is continually met.  A review of courses is carried out as part of the endorsement process.

ABC Awards and Certa Awards have long-established reputations for providing high quality vocational qualifications across a wide range of industries. ABC Awards and Certa Awards combine over 180 years of expertise combined with a responsive, flexible and innovative approach to the needs of our customers.

Renowned for excellent customer service, and quality standards, ABC Awards and Certa Awards also offer regulated qualifications for all ages and abilities post-14; all are developed with the support of relevant stakeholders to ensure that they meet the needs and standards of employers across the UK.

Certification

Endorsed Certificate of Achievement

At the successful completion of the course, the learners can order an endorsed certificate by paying the accreditation fee of £108. There is an additional £10 postal charge for international students.

Certificate of Completion from Course Gate

At the successful completion of the course, the learners may order the Certificate of Completion from Course Gate (soft copy) by paying only £2. For the Printed hard copy of the certificate, the learners have to pay £9. There is an additional £10 delivery charge for international students.

Career Path

This compliance training course provides a stepping stone to work your way up to becoming a successful risk and compliance manager. Professions in this field include:

  • Compliance & Risk Manager
  • Compliance Officer
  • Compliance Analyst
  • Head of Quality & Governance
  • Compliance & Governance Manager

Course Curriculum

Compliance Management Level 3
Module 1: Introduction to Compliance
Introduction to Compliance 00:10:00
Assessment Module 01
Module 01 Final Quiz Exam – Compliance Management Diploma 00:10:00
Module 2: Compliance Management System
Compliance Management System 00:15:00
Assessment Module 02
Module 02 Final Quiz Exam – Compliance Management Diploma 00:10:00
Module 3: Basic Elements of Effective Compliance
Basic Elements of Effective Compliance 00:15:00
Assessment Module 03
Module 03 Final Quiz Exam – Compliance Management Diploma 00:10:00
Compliance Management Level 4
Module 4: Compliance Audit
Compliance Audit 00:20:00
Assessment Module 04
Module 04 Final Quiz Exam – Compliance Management Diploma 00:10:00
Module 5: Compliance and Ethics
Compliance and Ethics 00:20:00
Assessment Module 05
Module 05 Final Quiz Exam – Compliance Management Diploma 00:10:00
Module 6: Introduction to Risk and Basic Risk Types
Introduction to Risk and Basic Risk Types 00:20:00
Assessment Module 06
Module 06 Final Quiz Exam – Compliance Management Diploma 00:10:00
Module 7: Further Risk Types
Further Risk Types 00:20:00
Assessment Module 07
Module 07 Final Quiz Exam – Compliance Management Diploma 00:10:00
Module 8: Introduction to Risk Management
Introduction to Risk Management 00:10:00
Compliance Management Level 5
Assessment Module 08
Module 08 Final Quiz Exam – Compliance Management Diploma 00:10:00
Module 9: Risk Management Process
Risk Management Process 00:10:00
Assessment Module 09
Module 09 Final Quiz Exam – Compliance Management Diploma 00:10:00
Module 10: Risk Assessment and Risk Treatment
Risk Assessment and Risk Treatment 00:20:00
Assessment Module 10
Module 10 Final Quiz Exam – Compliance Management Diploma 00:10:00
Module 11: Types of Risk Management
Types of Risk Management 00:20:00
Assessment Module 11
Module 11 Final Quiz Exam – Compliance Management Diploma 00:10:00
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Instructors

313 STUDENTS ENROLLED

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